Consider determining the encoding when R=2. Encoding proceeds in several passes. In each pass the two source symbols with the lowest frequencies, say S1 and S,2,, are grouped to form a new "combination letter" whose frequency is the sum of f1 and f2. If there is a tie for the lowest or second lowest frequency, the letter occurring earlier in the alphabet is selected. After some number of passes only two letters remain to be combined. The letters combined in each pass are assigned one of the symbols from the target alphabet. The letter with the lower frequency is assigned the code 0, and the other letter is assigned the code 1. (If each letter in a combined group has the same frequency, then 0 is assigned to the one earliest in the alphabet. For the purpose of comparisons, the value of a "combination letter" is the value of the earliest letter in the combination.) The final code sequence for a source symbol is formed by concatenating the target alphabet symbols assigned as each combination letter using the source symbol is formed. The target symbols are concatenated in the reverse order that they are assigned so that the first symbol in the final code sequence is the last target symbol assigned to a combination letter. The two illustrations below demonstrate the process for R=2.
Symbol Frequency | Symbol Frequency A 5 | A 7 B 7 | B 7 C 8 | C 7 D 15 | D 7 Pass 1: A and B grouped | Pass 1: A and B grouped Pass 2: {A,B} and C grouped | Pass 2: C and D grouped Pass 3: {A,B,C} and D grouped | Pass 3: {A,B} and {C,D} grouped Resulting codes: A=110, B=111, C=10, D=0 | Resulting codes: A=00, B=01, C=10, D=11 Avg. length = (3*5+3*7+2*8+1*15)/35=1.91 | Avg. length = (2*7+2*7+2*7+2*7)/28=2.00When R is larger than 2, R symbols are grouped in each pass. Since each pass effectively replaces R letters or combination letters by 1 combination letter, and the last pass must combine R letters or combination letters, the source alphabet must contain k*(R-1)+R letters, for some integer k. Since N may not be this large, an appropriate number of fictitious letters with zero frequencies must be included. These fictitious letters are not to be included in the output. In making comparisons, the fictitious letters are later than any of the letters in the alphabet.
Now the basic process of determining the Huffman encoding is the same as for the R=2 case. In each pass, the R letters with the lowest frequencies are grouped, forming a new combination letter with a frequency equal to the sum of the letters included in the group. The letters that were grouped are assigned the target alphabet symbols 0 through R-1. 0 is assigned to the letter in the combination with the lowest frequency, 1 to the next lowest frequency, and so forth. If several of the letters in the group have the same frequency, the one earliest in the alphabet is assigned the smaller target symbol, and so forth. The illustration below demonstrates the process for R=3.
Symbol Frequency A 5 B 7 C 8 D 15 Pass 1: ? (fictitious symbol), A and B are grouped Pass 2: {?,A,B}, C and D are grouped Resulting codes: A=11, B=12, C=0, D=2 Avg. length = (2*5+2*7+1*8+1*15)/35=1.34
2 5 5 10 20 25 40 2 5 4 2 2 1 1 3 7 20 5 8 5 12 6 9 4 6 10 23 18 25 9 12 0
Set 1; average length 2.10 A: 1100 B: 1101 C: 111 D: 10 E: 0 Set 2; average length 2.20 A: 11 B: 00 C: 01 D: 100 E: 101 Set 3; average length 1.69 A: 1 B: 00 C: 20 D: 01 E: 22 F: 02 G: 21 Set 4; average length 1.32 A: 32 B: 1 C: 0 D: 2 E: 31 F: 33